CLM Regulations Junior Officer (M/F) – English Speaker

Wyser Ver Empresa

Não especificado

Wyser is an international company among the top players in Search & Selection, specializing in middle-up management and Executive Search. Integrated in GI Group, a leading developer of global labor market.

Our client is an Investment Bank, now recruiting for their Regulations team.


  • Address internal questions from various LOB’s (Front Office, Middle / Back Office), Operations, etc. on regulatory requirements;
  • Address clients questions on regulatory requirements;
  • Provide timely assistance to front office staff in the face of regulatory limitations to trading;
  • Collect regulatory data from clients and ensure accurate logging / storage in systems;
  • Define and produce dashboards on progress, risks and issues;
  • Report progress, risks and issues to relevant stakeholders (Business, Legal, etc.) and Management;
  • Proactively contribute to process and tool improvements;
  • Identify areas of risk in the team’s activities and report them to Management.


  • University degree, preferably in Law / Regulation / Financial Security (preferential);
  • Fluency in English, (French is a plus);
  • Strong knowledge of the key functional areas in Investment Banking;
  • Client oriented – strong interpersonal skills and listening skills;
  • Reporting skills and strong attention to detail.

If you are interested please send your CV with the reference 16987

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